Constitutional Execution Infrastructure CEI Book - Appendix C

Appendix C

Formal Runtime State Machine

This appendix defines the normative execution lifecycle for a Constitutional Execution Infrastructure (CEI) runtime. Every consequential request progresses through explicit states with well-defined transition rules.

A governed runtime is not defined only by what it can execute, but by the states through which execution is permitted to evolve.

1. Canonical Lifecycle

S0  DRAFT
      │
      ▼
S1  VALIDATED
      │
      ▼
S2  GOVERNED
      │
      ▼
S3  ADMISSIBLE
      │
      ▼
S4  EXECUTED
      │
      ▼
S5  AUDITED

2. State Definitions

State Purpose Entry Condition Exit Condition
S0 Draft Request received but not validated. New execution request. Validation begins.
S1 Validated Syntax, identity, and mandatory fields verified. Validation successful. Governance evaluation starts.
S2 Governed Authority, policy, and evidence evaluated. Governance checks complete. Admissibility decision requested.
S3 Admissible Runtime authorizes execution. Decision = GO. Execution initiated.
S4 Executed Consequential action completed. Execution succeeds. Audit recording completed.
S5 Audited Replayable constitutional record finalized. Ledger committed. Terminal state.

3. Runtime Decision Outcomes

DecisionMeaningTransition
GOExecution permitted.S2 → S3
DENYExecution rejected.S2 → Terminal
PAUSEAwait additional information.S2 → Suspended
ESCALATEHuman review required.S2 → Review Queue
OVERRIDEAuthorized exceptional path.S2 → S3 (with recorded justification)

4. Forbidden Transitions

5. State Invariants

IDInvariant
SI-001No execution before admissibility.
SI-002Every executed action has one immutable ledger entry.
SI-003Every audited action is replayable.
SI-004Authority is evaluated before consequence.
SI-005Terminal states cannot be modified in place.

6. Replay Semantics

Replay reconstructs the ordered state transitions from immutable events. A conforming implementation should produce the same final state when provided with identical event history and policy versions.

events
   ↓
state reconstruction
   ↓
transition verification
   ↓
final constitutional state

7. Reference Pseudocode

if validate(request):
    state = S1

if govern(request):
    state = S2

if admissible(request):
    state = S3
    execute(request)
    state = S4
    audit(request)
    state = S5
else:
    deny(request)

Appendix Summary

The formal runtime state machine establishes a deterministic execution lifecycle for CEI implementations. By constraining execution to explicit states and controlled transitions, the runtime becomes auditable, replayable, and operationally predictable.

Next: Appendix D — Governance Decision Language.

Engineering Evidence

Evidence and verification layer

This document forms part of the CEI publication record. Supporting evidence is organized through the engineering-evidence archive, specifications, architecture documentation and replay verification materials.

Document
CEI_Book_Appendix_C_Runtime_State_Machine.html
Edition
First Public Edition
Version
1.1